Thomas Alfred Sams

Current Employers

Employment History

• 01/2007 → 09/2017
  Suntrust Investment Services, Inc
  Atlanta, GA
• 09/2016 → 09/2017
  Suntrust Advisory Services
  Atlanta, GA
• 09/2017 → 10/2025
  Raymond James & Associates, Inc
  Sea Island, GA
• 10/2025 → Present
  Concurrent Investment Advisors, Llc
  St Simons Island, GA
• 10/2025 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2017-09-22 → 2025-10-23
  Raymond James & Associates, Inc.
  Saint Simons Island, GA
  St. Petersburg, FL
  Saint Simons Island, GA
  Cashiers, NC
• 2016-09-21 → 2017-09-27
  Truist Advisory Services, Inc.
  St. Simons Island, GA
  Macon, GA
  Macon, GA
  Macon, GA
  Macon, GA
  St. Simons, GA
• 2002-06-04 → 2016-12-31
  Truist Investment Services, Inc.
  Macon, GA
  Macon, GA
  St. Simons Island, GA
  Macon, GA
  St. Simons, GA
  Macon, GA
  Macon, GA
  Macon, GA
  Saint Simons Island, GA
  Saint Simons Island, GA
  Macon, GA
  Macon, GA
  Macon, GA

Other Businesses

1. Concurrent Investment Advisors dba Keaton and Sams Wealth Management. Investment related. At registered location. RIA. Financial advisor. Start date: 10/2025. 160 hrs/month; all during trading hours. Provide advice to clients. 2. Fixed Insurance. Investment related. At registered location. Fixed/Traditional insurance. Agent. Start date: 10/2025. 1 hr/month; during trading hours. Provide insurance advice based on the needs of client(s). 3. AKZ Investments LLC. Not investment related. P.O. Bod 30338, Sea Island, GA 31561. Holding Company. Owner. Start date: 05/2020. 1 hr/month; not during trading hours. LLC owns a boat with two other friends. It was the easiest structure to manage expenses. There is no income. 4. TNVCFI LLC. Not investment related. P.O. Bod 30338, Sea Island, GA 31561. Holding Company. Owner. Start date: 01/2025. 1 hr/month; not during trading hours. LLC owns a private equity investment with my sister, and parents. LLC was chosen to meet minimum investment requirement. It is simply a holding account and no other activity is conducted in the LLC. 5. SAHCTCS4 LLC. Not investment related. P.O. Bod 30338, Sea Island, GA 31561. Holding Company. Owner. Start date: 09/2024. 1 hr/month; not during trading hours. LLC simply holds a private equity fund that is owned by myself, my father and sister.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-20