Michele E. Tremblay

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1984 → Present
  Weil, Akman, Baylin & Coleman, Pa
  Timonium, MD
• 05/2009 → 08/2017
  1St Global Capital Corp.
  Timonium, MD
• 05/2009 → 08/2017
  1St Global Advisors, Inc.
  Timonium, MD
• 05/2009 → 08/2017
  1St Global Insurance Services, Inc.
  Timonium, MD
• 08/2017 → 09/2025
  Avantax Insurance Services, Inc.
  Sarasota, FL
• 08/2017 → 10/2019
  1St Global Capital, Corp.
  Sarasota, FL
• 08/2017 → 10/2019
  1St Global Advisors, Inc.
  Sarasota, FL
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Sarasota, FL
• 10/2019 → 09/2025
  Avantax Advisory Services
  Sarasota, FL
• 08/2025 → Present
  Cetera Investment Advisers, Llc
  Schaumburg, IL
• 08/2025 → Present
  D B Estate
  Sarasota, FL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Timonium, MD
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Sarasota, FL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Sarasota, FL
  Timonium, MD
• 2009-05-15 → 2019-10-25
  1St Global Advisors Inc
  Timonium, MD
  Bradenton, FL
  Sarasota, FL
• 2004-06-07 → 2009-05-27
  Park Avenue Securities Llc
  Hunt Valley, MD
  Timonium, MD
  Timonium, MD

Other Businesses

1) RESIDENTIAL RENTAL PROPERTIES POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2001 DESCRIPTION: Rental real estate 2) H.B. FAMILY TRUST POSITION: CO-TRUSTEE NATURE: TRUST INVESTMENT RELATED: No NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: Address: DESCRIPTION: Co-trustee duties 3) KELLY & ASSOCIATES INSURANCE GROUP POSITION: BROKER NATURE: HEALTH INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2009 ADDRESS: Hunt Valley MD , United States DESCRIPTION: Health insurance 4) WEIL, AKMAN, BAYLIN & COLEMAN, PA POSITION: CPA / ACCOUNTANT NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/1984 DESCRIPTION: CPA firm 5) WABC WEALTH MANAGEMENT SERVICES POSITION: Advisor NATURE: This is my Avantax DBA name INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2012 ADDRESS: 201 W Padonia Rd, Suite 600, Timonium MD 21093 DESCRIPTION: Maintain my securities license. 6) D B ESTATE POSITION: personal rep NATURE: Personal representative of estate. Report to Probate Court assets and liabilities of estate. Distribute assets according to will. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 08/07/2025 ADDRESS: 7736 Grande Shores Drive, Sarasota FL 34240, United States DESCRIPTION: Personal representative to distribute assets according to will with Probate Court approval. 7) BEACH VIEW INVESTORS LLC POSITION: Member NATURE: Residential real estate rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2021 ADDRESS: 7736 Grande Shores Drive, Sarasota FL 34240, United States DESCRIPTION: 50% Member of LLC. LLC is organized to own rental real estate. The LLC files a tax return. 8) NAME OF OTHER BUSINESS: TRUSTEE FOR TAX CLIENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUSTEE FOR TAX CLIENT; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: TRUSTEE FOR TAX CLIENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR TAX CLIENT;

Exams

• S66 Uniform Combined State Law Examination
  2001-11-30

Other Names

• Michele E. Dvorak