Kenneth Joseph Elkins

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 11/2011 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2008-11-03 → 2011-11-23
  Sanders Morris Llc
  Houston, TX
  Richmond, VA
• 2005-12-05 → 2008-10-31
  Qa3 Financial Llc
  Richmond, VA
  Omaha, NE
  Richmond, VA
• 2002-07-31 → 2005-12-02
  Capital Investment Advisors
  Richmond, VA

Other Businesses

1) VELOCITY CONSULTING INC, 7870 SILKFREE PLACE MECHANICSVILLE VA, 02/2005, CONSULTING, OWNER, NIR, 1HR/MO 1 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2011, AS ADVISORY REP OF A RIA. INV REL, 5 HR/WK 5 HR/TRADING 3) INDEPENDENT INSURANCE AGENT, 7870 SILKTREE PLACE MACHANICSVILL VA, 12/2001, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 70 HR/YR 70 HR/TRADING 4) LAFAYETTE LIFE, 400 BROADWAY CINCINATTI OH 45202, 07/2002, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 10 HR/MO 10 HR/MO TRADING 5) INDEPENDENT INSURANCE AGENT, MECHANICSVILLE VA, 04/2019. FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 1 HR/MO 1 HR/MO TRADING 6) COOPERATIVE BAPTIST FELLOWSHIP CHURCH BENEFITS BOARD, 160 CLAIREMONT AVE DECATUR GA, 06/2019. BOARD MEMBER, ANNUAL BUDGET REVIEW AND APPROVAL. NIR, 3 HR/MO 2 HR/MO TRADING 7) CHRISTOPHER NEWPORT UNIVERSITY, NEWPORT NEWS VA 23606, 06/2020, VOLUNTEER, EDUCATIONAL, NIR, 1 HR/MONTH 1 HR/MONTH TRADING 8) THE LEGACY ADVISOR GROUP, 3900 WESTERRE PARKWAY SUITE 103 HENRICO VA, 10/2024, IAR, DBA, INV REL, 160 HR/MO 160 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-02
• S63 Uniform Securities Agent State Law Examination
  2001-11-12

Other Names

• Kenny Joseph Elkins