Lisa M Haygood

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-02-24
CA	RA	APPROVED	2015-12-23

TX RA
APPROVED_RES

Since 2020-02-24
CA RA
APPROVED

Since 2015-12-23

Branch Locations

Roseville, CA • United States

400 Capitol Mall Suite 1900, Sacramento, CA 95814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Sacramento	CA	12/2015	Present

12/2015 → Present

Morgan Stanley

Sacramento, CA

Previous Registrations

2011-03-15 → 2015-12-07

Wells Fargo Clearing Services, Llc

Sacramento, CA

Roseville, CA
2008-05-28 → 2010-01-07

Wells Fargo Clearing Services, Llc

San Diego, CA
2007-04-02 → 2008-05-19

Morgan Stanley & Co. Llc

La Jolla, CA
2006-03-27 → 2007-04-02

Morgan Stanley Dw Inc.

Lajolla, CA
2005-05-18 → 2006-04-07

Citigroup Global Markets Inc.

La Jolla, CA

La Jolla, CA
2004-07-07 → 2005-05-26

Ubs Financial Services Inc.

Carlsbad, CA
2002-05-08 → 2004-02-03

Ubs Financial Services Inc.

Carlsbad, CA

Other Businesses

*492084- Power of Attorney; Investment related Yes; Roseville, California; Power of Attorney; 03/2022; During business hours: 0; After business hours: 2;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-05-01

S66 Uniform Combined State Law Examination

2002-05-01

Other Names

Lisa Marie Levine

View on SEC IAPD