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Mark William Schatzel

LPl Financial LLC

West Chester, PA

CRD 4438789

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-12-27
  • PA RA
    APPROVED
    Since 2016-12-27

Branch Locations

West Chester, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfs Securities Inc Lincroft NJ 05/2015 12/2016
Lpl Financial, Llc West Chester PA 12/2016 Present
  • 05/2015 → 12/2016
    Tfs Securities Inc
    Lincroft, NJ
  • 12/2016 → Present
    Lpl Financial, Llc
    West Chester, PA
Previous Registrations
  • 2016-12-21 → 2016-12-27
    World Investments, Llc
    King Of Prussia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-10
S63 Uniform Securities Agent State Law Examination 2001-12-13
  • S65 Uniform Investment Adviser Law Examination
    2015-07-10
  • S63 Uniform Securities Agent State Law Examination
    2001-12-13

View on SEC IAPD

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