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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-03 |
| NM | RA | APPROVED | 2021-11-19 |
Branch Locations
4400 Sonoma Ranch Blvd. Suite D, Las Cruces, NM 88011 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Las Cruces | NM | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Las Cruces | NM | 11/2016 | 11/2021 |
| Stifel Nicolaus & Co Inc | Las Cruces | NM | 11/2021 | Present |
1. Casitas Bonitas NM, LLC; 216 Salopek Rd. Las Cruces, NM 88005; Airbnb short term rental; My wife and I are purchasing a property for my wife to run as an Airbnb; I will not have any responsibilities. My wife is going to run the business; 12/01/2025; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-05 |
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