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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-04-10 |
| CA | RA | APPROVED | 2008-02-04 |
Branch Locations
355 Santana Row Suite 2050, San Jose, CA 95128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Jose | CA | 02/2008 | Present |
NAME OF BUSINESSMACY'S WEST ADDRESS OF BUSINESSSTONESTOWN MALL, SAN FRANCISCO, CA NATURE OF BUSINESSRETAIL TITLEREGISTRY SPECIALIST START DATE11/11/2004 HOURS PER MONTH+/- 30 DUTIESFINALIZE SALES AT CASH REGISTRY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-25 |
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