Michael Joseph Stafford

Employer firm

Asb Capital Management LLC CRD 110995

$36.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Asb Capital Management Llc

7501 Wisconsin Avenue, West Tower 13Th Floor, Bethesda, MD 20814 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-08-24
DC	RA	APPROVED	2010-06-30
IL	RA	APPROVED	2010-06-29
MD	RA	APPROVED	2010-06-29

TX RA
APPROVED

Since 2017-08-24
DC RA
APPROVED

Since 2010-06-30
IL RA
APPROVED

Since 2010-06-29
MD RA
APPROVED

Since 2010-06-29

Branch Locations

7501 Wisconsin Avenue, West Tower 13Th Floor, Bethesda, MD 20814 • United States

Chevy Chase Trust Company

7501 Wisconsin Avenue 15Th Floor, Bethesda, MD 20814 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2014-08-07

MD RA
APPROVED

Since 2014-08-07

Branch Locations

7501 Wisconsin Avenue 15Th Floor, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Asb Capital Management, Llc	Bethesda	MD	05/2010	Present

05/2010 → Present

Asb Capital Management, Llc

Bethesda, MD

Previous Registrations

2002-03-08 → 2003-08-13

Legg Mason Investment Counsel

Baltimore, MD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2006-03-14

S63 Uniform Securities Agent State Law Examination

2006-03-14

Designations

Chartered Financial Analyst

Other Names

Mike Stafford

View on SEC IAPD