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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-17
MI RA APPROVED 2010-09-17
TX RA APPROVED 2006-12-12
  • OH RA
    APPROVED
    Since 2026-04-17
  • MI RA
    APPROVED
    Since 2010-09-17
  • TX RA
    APPROVED
    Since 2006-12-12

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Birmingham, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Birmingham MI 05/2005 Present
  • 05/2005 → Present
    Ubs Financial Services
    Birmingham, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-07
S63 Uniform Securities Agent State Law Examination 2001-12-14
  • S65 Uniform Investment Adviser Law Examination
    2005-06-07
  • S63 Uniform Securities Agent State Law Examination
    2001-12-14
Other Names
  • Darin Sean Mcbride

View on SEC IAPD

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