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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Los Angeles | CA | 09/2013 | Present |
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2013 | Present |
| Barbuda Consulting | Pacific Palisades | CA | 06/2024 | Present |
Entity Name: Barbuda Consulting Investment related: No Address: Pacific Palisades CA 90272 Nature of the other business: Consulting Position/Title/Relationship: Advisor/Officer Start Date: 06/10/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: newly formed LLC for consulting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-17 |
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