Best Investors Account Sign in

Christine Scalley

J.P. Morgan Securities LLC

Los Angeles, CA

CRD 4438599

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Los Angeles CA 09/2013 Present
J.P. Morgan Securities Llc Los Angeles CA 10/2013 Present
Barbuda Consulting Pacific Palisades CA 06/2024 Present
  • 09/2013 → Present
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 10/2013 → Present
    Los Angeles, CA
  • 06/2024 → Present
    Barbuda Consulting
    Pacific Palisades, CA
Other Businesses

Entity Name: Barbuda Consulting Investment related: No Address: Pacific Palisades CA 90272 Nature of the other business: Consulting Position/Title/Relationship: Advisor/Officer Start Date: 06/10/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: newly formed LLC for consulting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-29
S63 Uniform Securities Agent State Law Examination 2001-10-17
  • S65 Uniform Investment Adviser Law Examination
    2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2001-10-17
Other Names
  • Christine Marie Scalley

View on SEC IAPD

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor