Fabian W Mills

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-13
WA	RA	APPROVED	2012-08-31

TX RA
APPROVED_RES

Since 2023-09-13
WA RA
APPROVED

Since 2012-08-31

Branch Locations

5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Woodside	CA	07/2012	Present

07/2012 → Present

Fisher Investments

Woodside, CA

Previous Registrations

2002-06-10 → 2002-10-02

Morgan Stanley Dw Inc.

Merced, CA

Other Businesses

-Oregon Airstream Club -Not investment related -Address: 803 E. Pike Street P.O. Box 612 Jackson Center, OH 45334 -Title: Vice President -Start Date: 08/2024 - # of hours: 3 hours per month during non- securities trading hours -Duties: To furnish encouragement and assistance in the development of the Oregon Airstream Club and thus afford fraternization for recreational vehicle owners.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-30
S66	Uniform Combined State Law Examination	2001-11-01

S65 Uniform Investment Adviser Law Examination

2012-08-30
S66 Uniform Combined State Law Examination

2001-11-01

View on SEC IAPD