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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
614 Texas Parkway Ste 300, Missouri City, TX 77489 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc | Missouri City | TX | 05/2002 | 09/2025 |
| Michael Rose | Missouri City | TX | 08/1987 | Present |
| Avantax Advisory Services | Missouri City | TX | 04/2010 | 09/2025 |
| Avantax Insurance Agency, Llc | Missouri City | TX | 11/2013 | 09/2025 |
| Cetera Wealth Services, Llc | Missouri City | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) Letmar Group, Inc~'NIR'~13006 Tyler Ln~Stafford~TX~77477~Real Estate/Mortgage/Title Services/Appraisal~Vice President~1/1/2003~1hrs~0hrs~oversee acctg. 2) L3M's, LP~'NIR'~13006 Tyler Ln~Stafford~TX~77477~Real Estate/Mortgage/Title Services/Appraisal~Partner/General Partner~1/1/2009~1hrs~0hrs~acctg. 3) Michael Rose, CPA PC~'NIR'~1703 texas parkway~missouri city~TX~77489~Tax Preparation/Accounting~Director/Officer~2/14/2001~40hrs~0hrs~tax and bookkeeping. 4) HHO SUGARLAND; POSITION: President NATURE: Provide auto carbon cleaning in the transportation industry. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/07/2022; ADDRESS: 614 texas pkwy, Ste. 400, Richmond TX 77489, United States; DESCRIPTION: Franchise owner: handling the accounting marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
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