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Sherwood Yuen

Vanguard Personalized Indexing Management

Oakland, CA

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Current Employers
Vanguard Personalized Indexing Management

1611 Telegraph Ave., Suite 1100, Oakland, CA 94612 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-07
TX RA APPROVED_RES 2024-08-06
CA RA APPROVED 2019-07-19
  • PA RA
    APPROVED
    Since 2024-08-07
  • TX RA
    APPROVED_RES
    Since 2024-08-06
  • CA RA
    APPROVED
    Since 2019-07-19

Branch Locations

1611 Telegraph Ave., Suite 1100, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Msci San Francisco CA 07/2015 09/2016
Just Invest, Llc Oakland CA 05/2019 Present
Just Invest Systems Inc. Oakland CA 01/2018 05/2019
Independent Contractor Oakland CA 09/2016 01/2018
  • 07/2015 → 09/2016
    Msci
    San Francisco, CA
  • 05/2019 → Present
    Just Invest, Llc
    Oakland, CA
  • 01/2018 → 05/2019
    Just Invest Systems Inc.
    Oakland, CA
  • 09/2016 → 01/2018
    Independent Contractor
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-25
S63 Uniform Securities Agent State Law Examination 2002-09-24
  • S65 Uniform Investment Adviser Law Examination
    2018-10-25
  • S63 Uniform Securities Agent State Law Examination
    2002-09-24
Other Names
  • Sherwood Hanway Yuen

View on SEC IAPD

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Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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