Joshua Gregory Rent

Current Employers

Employment History

• 05/2009 → 04/2018
  Ameriprise Financial Services, Inc.
  Portland, ME
• 05/2018 → Present
  Lpl Financial Llc
  Falmouth, ME
• 05/2018 → Present
  Northeast Planning Associates, Inc.
  Portland, ME

Previous Registrations

• 2011-01-31 → 2018-05-09
  Ameriprise Financial Services, Llc
  Falmouth, ME
  Falmouth, ME
• 2009-07-01 → 2011-01-21
  Ameriprise Financial Services, Llc
  Portland, ME

Other Businesses

1) 04/25/2018 - Northeast Planning Associates - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location - start: 03/2018 - 160 hr/mth 2) 04/25/2018 - Northeast Planning Associates - Non-Variable Insurance - inv rel - at reported business location(s) - start: 03/2018 - 3 hr/mth 3) 04/25/2018 - JGR Capital, LLC - LLC for managing practive and pay expenses - inv rel - at reported business location(s) - start 03/2018 - 9 hr/mth 4) 5/21/2018 - Northeast Planning Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date:5/14/2018 - 5 Hours Per Month/1 Hour During Trading - I provide investment advisory services through Northeast Planning Associates, an independent investment advisor firm. I started this business activity in 05/14/2018. I expect to spend approximately 5 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-25
• S63 Uniform Securities Agent State Law Examination
  2000-01-12