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Diane Kay Hand

Wells Fargo Clearing Services, LLC

Omaha, NE

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2011-06-07
  • NE RA
    APPROVED
    Since 2011-06-07

Branch Locations

13625 California St 2Nd Fl [Ou-Rbo], Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 12/2010 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 Present
Previous Registrations
  • 2002-03-08 → 2009-11-24
    Wells Fargo Investments, Llc
    Kearney, NE
    Kearney, NE
Other Businesses

RENTAL FARMLAND, INV RELATED, SCHUYLER, NE, 100% OWNERSHIP, START 3/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FARMLAND.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-30
  • S66 Uniform Combined State Law Examination
    2002-01-30

View on SEC IAPD

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