Dennis Jay Cotnoir

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2002-10-25

CA RA
APPROVED

Since 2002-10-25

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

27201 Puerta Real Suite 300, Mission Viejo, CA 92691-8590 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Dennis Jay Cotnoir, Cpai	Fullerton	CA	02/1996	Present
Money Concepts Capital Corp	Palm Beach Gardens	FL	06/2002	Present

02/1996 → Present

Dennis Jay Cotnoir, Cpai

Fullerton, CA
06/2002 → Present

Money Concepts Capital Corp

Palm Beach Gardens, FL

Other Businesses

CFS, CPA. SINCE 1996, OWNER, TAX RETURNS & ACCOUNTING. 80 HRS. MO. ALL DURING SECURITIES TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-18
S63	Uniform Securities Agent State Law Examination	2002-07-30

S65 Uniform Investment Adviser Law Examination

2002-10-18
S63 Uniform Securities Agent State Law Examination

2002-07-30

Other Names

Dennis J Cotnoir

View on SEC IAPD

Employer firm

Current Employers

Money Concepts Capital Corp

Disclosures

Employment History

Other Businesses

Exams

Other Names

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