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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| MN | RA | APPROVED | 2024-05-01 |
Branch Locations
7200 Hemlock Lane Ste 112, Maple Grove, MN 55369 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Success Ltd. | Maple Grove | MN | 09/1999 | Present |
| Crown Capital Securities, Lp | Orange | CA | 07/2004 | 05/2024 |
| Lpl Financial Llc | Maple Grove | MN | 05/2024 | Present |
1) 05/01/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Started: 9/1/2007 - 1 Hr/Mo; 1% of Time. 2) 05/01/2024 - No business Name - Inv Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Tax Prep - Started: 9/1/2007 - 20 Hrs/Mo; 3 Hrs During Trading. 3) 05/01/2024 - RSW ENTR LTD - Non-Inv Related - Dayton, MN - Business Entity For Tax/Investment Purposes Only - Started: 9/1/2007 - 2 Hrs/Mo; 1% of Time Spent.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-21 |
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