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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-02-17
  • KY RA
    APPROVED
    Since 2021-02-17

Branch Locations

1820 Scottsville Rd, Bowling Green, KY 42104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Huntington WV 04/2010 12/2017
Bb&T Investments Bowling Green KY 05/2010 04/2018
Bb&T Securities, Llc Bowling Green KY 01/2018 04/2018
Bb&T Securities Llc Bowling Green KY 04/2018 02/2021
Truist Investment Services, Inc. Cave City KY 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
  • 04/2010 → 12/2017
    Bb&T Bank
    Huntington, WV
  • 05/2010 → 04/2018
    Bb&T Investments
    Bowling Green, KY
  • 01/2018 → 04/2018
    Bb&T Securities, Llc
    Bowling Green, KY
  • 04/2018 → 02/2021
    Bb&T Securities Llc
    Bowling Green, KY
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Cave City, KY
  • 02/2021 → Present
    Atlanta, GA
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Winchester, KY
    Lexington, KY
    Lexington, KY
    Russellville, KY
    Lexington, KY
    Pikeville, KY
    Irvine, KY
    Bowling Green, KY
    Bowling Green, KY
    Birmingham, AL
    Cave City, KY
    Bowling Green, KY
    Glasgow, KY
    Glasgow, KY
    Bowling Green, KY
    Bowling Green, KY
    Franklin, TN
    Lexington, KY
    Pikeville, KY
    Lexington, KY
    Nashville, TN
    Harlan, KY
    Lexington, KY
    Charlotte, NC
    Huntington, WV
    Bowling Green, KY
    Springfield, KY
    Richmond, VA
  • 2010-06-01 → 2018-01-02
    Bb&T Investment Services, Inc.
    Ceredo, WV
    Huntington, WV
    Ceredo, WV
    Charlotte, NC
    Huntington, WV
  • 2007-09-04 → 2010-05-03
    Huntington, WV
    Versailles, KY
    Flemingsburg, KY
    Fort Mill, SC
    Ashland, KY
    Flemingsburg, KY
  • 2003-11-24 → 2007-09-05
    Cetera Investment Services Llc
    Ashland, KY
    Flemingsburg, KY
    Ashland, KY
  • 2001-05-31 → 2003-02-05
    Ashland, KY
Other Businesses

RENTAL PROPERTY POSITION: MEMBER NATURE: PARTNER INVESTMENT RELATED: NO NUMBER OF HOURS: 10 INVESTMENT RELATED HOURS: 0 START DATE: 07/01/2005 ADDRESS: 20 GUNPOWDER LN, GRAYSON KY 41143 DESCRIPTION: RESIDENTIAL RENTAL HOMES.Â

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-09-30
  • S66 Uniform Combined State Law Examination
    1999-09-30
Other Names
  • William Tracy Thompson
  • William Thompson

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