Inactive

Michael Adam Rosen

Northstar Advisory Group, LLC

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Current Employers

Northstar Advisory Group, Llc

1555 Zion Road Suite 204, Northfield, NJ 08225 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-03-09

PA RA
APPROVED

Since 2020-03-09

Branch Locations

1555 Zion Road Suite 204, Northfield, NJ 08225 • United States

New Hope, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bcg Securities, Inc.	Cherry Hill	NJ	10/2015	07/2018
Triad Advisors, Llc	Norcross	GA	07/2018	06/2020
Triad Hybrid Solutions, Llc	Norcross	GA	07/2018	06/2020
Northstar Advisory Group, Llc	Northfield	NJ	03/2020	Present

10/2015 → 07/2018

Bcg Securities, Inc.

Cherry Hill, NJ
07/2018 → 06/2020

Triad Advisors, Llc

Norcross, GA
07/2018 → 06/2020

Triad Hybrid Solutions, Llc

Norcross, GA
03/2020 → Present

Northstar Advisory Group, Llc

Northfield, NJ

Previous Registrations

2018-07-12 → 2020-07-06

Osaic Advisory Services, Llc

Newtown, PA

Doylestown, PA

Northfield, NJ

Atlanta, GA
2015-10-22 → 2018-07-12

Bcg Securities, Inc.

Newtown, PA

Cherry Hill, NJ
2014-11-25 → 2015-10-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yardley, PA
2014-04-02 → 2014-12-02

Morgan Stanley

Lawrenceville, NJ
2007-11-14 → 2009-01-09

Bear Stearns Asset Management Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-03-31

S66 Uniform Combined State Law Examination

2014-03-31

View on SEC IAPD

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TOEWS ASSET MANAGEMENT

Other Investors

THOMAS EDWARD REYNOLDS

MATTHEW JOHN REYNOLDS

JEFFREY WILBUR HILLIARD

ROBERT THOMAS MARTIN

GORDON SCHURCH SHEARER

JENNIFER MARIE COLON

DONNA SAVASTANI

Jarman Edward Reilly

Other Offices

CRA FINANCIAL SERVICES, L.L.C. · NORTHFIELD, NJ

BENJAMIN F. EDWARDS & COMPANY, INC. · NORTHFIELD, NJ

EDWARD JONES · NORTHFIELD, NJ

PROSPERA FINANCIAL SERVICES, INC. · Northfield, NJ

EDWARD JONES · Egg Harbor Township, NJ

UBS FINANCIAL SERVICES INC. · NORTHFIELD, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Northfield, NJ

CONCURRENT INVESTMENT ADVISORS, LLC · Northfield, NJ

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