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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-05-17
AZ RA APPROVED 2023-05-15
NV RA APPROVED 2023-05-12
CA RA APPROVED 2023-05-10
ID RA APPROVED 2023-05-09
  • OR RA
    APPROVED
    Since 2023-05-17
  • AZ RA
    APPROVED
    Since 2023-05-15
  • NV RA
    APPROVED
    Since 2023-05-12
  • CA RA
    APPROVED
    Since 2023-05-10
  • ID RA
    APPROVED
    Since 2023-05-09

Branch Locations

Livermore, CA • United States

1643 First St Ste D, Livermore, CA 94550 • United States

Jacksonville, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Livermore CA 08/2001 Present
Cathy Pasut-Graham Insurance Agency Livermore CA 03/2004 Present
State Farm Investment Management Corp Livermore CA 07/2018 Present
State Farm Investment Management Corp Livermore CA 05/2023 Present
Other Businesses

Cathy Pasut's Insurance Agency; Insurance Agency; Investment-related; 1643 First St Ste D Livermore, CA 94550-4370; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/28/2001; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-10-16
  • S63 Uniform Securities Agent State Law Examination
    2001-10-16
Designations
  • Chartered Financial Consultant
Other Names
  • Cathy Pasut
  • Cathy Barros
  • Cathy George
  • Cathy Anne Graham
  • Cathy Anne Graham
  • Cathy Anne Pasut-Graham

View on SEC IAPD

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