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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-29 |
| TX | RA | APPROVED_RES | 2023-07-27 |
| NJ | RA | APPROVED | 2016-04-20 |
Branch Locations
Surfside Beach, SC • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
111 Howard Blvd Suite 100, Mt Arlington, NJ 07856 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Mt Arlington | NJ | 09/2007 | Present |
| Kestra Advisory Services, Llc | Mt Arlington | NJ | 04/2016 | Present |
Name: Chester Financial Group, LLC Investment Related: Yes Address: 15 Commerce Blvd., Suite 300 Succasunna NJ 07876 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Posi: Other,Moved to Other from Active Start Date: 1/1/2007 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Providing/selling insurance, investments, advisory services and financial planning services Name: Fusion Youth Basketball Team Investment Related: No Address: 27 Canterbury Lane Hackettstown NJ 07840 Nature of Business: Other Other/None of the Above Coaching and running a travel basketball program Position, Title or Relationship: Board Member and Coach Start Date: 4/8/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Coaching and running a travel basketball program Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Triple D, LLC Investment Related: No Address: 27 Canterbury Lane Hackettstown NJ 07840 Nature of Business: Real Estate Position, Title or Relationship: General Partner Start Date: 12/15/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Provide capital, management and bookkeeping. Name: KESTRA ADVISORY SERVICES, LLC POSITION: Investment Advisor Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/04/2016 ADDRESS: 5707 Southwest Parkway Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: Investment advisory services Names: CPA POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/1995 ADDRESS: 111 Howard Blvd, Suite 100, Mt. Arlington NJ 07856, United States DESCRIPTION: Maintain my license and do continuing professional education. Name: CHESTER FINANCIAL GROUP, LLC POSITION: President and Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 01/01/2007 ADDRESS: 111 Howard Blvd, Suite 100, Mount Arlington NJ 07856, United States DESCRIPTION: Providing/selling insurance, investments, advisory services and financial planning services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-31 |
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