Shiou-Ing Diane Liou

Current Employers

Employment History

• 01/2001 → Present
  Duan Liou Accounting & Tax Service
  Arcadia, CA
• 07/2017 → Present
  Transglobal Advisory Llc
  Monrovia, CA
• 03/2010 → Present
  Globalink Securities, Inc.
  Monrovia, CA
• 09/2005 → Present
  Gmp Financial Services
  Monrovia, CA
• 12/2016 → Present
  Transglobal Lending
  Monrovia, CA
• 11/2001 → Present
  Transglobal Insurance Agency, Inc.
  Monrovia, CA

Other Businesses

1) Agent of Sales - Transglobal Insurance Agency, Inc., Monrovia, CA, Health Insurance Agent from 11/01/2001, 5 hours per month, commission based. Not securities related. 2) TAX PREPARER, ACCOUNTING AND TAXES SERVICES, COMPENSATION RECEIVED BY SERVICE HOURS OR PROJECTS; DIANE LIOU ACCOUNTING & TAXES SERVICE, 1422 LOUISE AVE, ARCADIA, CA 91006, SELF-EMPLOYED / OWNER FROM 01/2001, 5 HOURS PER MONTH, PAY BY HOUR OR PROJECT. NOT SECURITIES RELATED. 3) GMP Financial Services, Arcadia, CA, owner from 09/15/2005, 130 hours per month, commission based. Selling fixed life insurance and fixed annuity products. Not securities related. 4) TransGlobal Advisory, LLC, Monrovia, CA, Registered Investment Advisor from 07/01/2017, 3 hours per month, Fee based structure. Securities related. 5) TransGloal Lending, Monrovia, CA, Loan Officer from 12/01/2016, 5 hours per month, commission based. Not Securities related. 6) Globalink Securities, Inc, Registered Representative.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-09-24

Designations

Other Names

• Diane Liou
• Hsiu-Ying Liou