Tammy R Hafner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → Present
  Donna L. Freeman & Associates
  Cincinnati, OH
• 05/2018 → Present
  Cetera Advisors Llc
  Denver, CO
• 05/2023 → Present
  Fht Advisors
  Cincinnati, OH
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-05-04 → 2008-08-22
  Cetera Advisors Llc
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1. NAME OF OTHER BUSINESS: FREEMAN HEYNE TOMA; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2016; POSITION/TITLE/RELATIONSHIP: CLIENT RELATIONSHIP MANAGER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 15; BRIEF DESCRIPTION OF DUTIES: SUPPORT ADVISORS; 2. NAME OF OTHER BUSINESS: FHT ADVISORS ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2024; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELL LIFE, DISABILITY AND LONG-TERM CARE; 4. NAME OF OTHER BUSINESS: KIDS CHANCE OF INDIANA; INVESTMENT RELATED: NO; ADDRESS: 3905 VINCENNES RD SUTE 303 INDIANAPOLIS, IN 46268; NATURE OF BUSINESS: NON PROFIT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: LESS LAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH SCHOLARSHIP DECISIONS AND OTHER ACTIVITIES TO ASSIST IMPACTED CHILDREN;

Exams

• S66 Uniform Combined State Law Examination
  2022-11-14
• S65 Uniform Investment Adviser Law Examination
  2007-03-05
• S63 Uniform Securities Agent State Law Examination
  2001-11-28

Other Names

• Tammy R Glace