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Paula Marie Morrisgrieve

Raymond James & Associates, Inc.

Providence, RI

CRD 4436380

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-04-25
  • RI RA
    APPROVED
    Since 2022-04-25

Branch Locations

100 Westminster Street Suite 1002, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Providence RI 07/2007 03/2022
Morgan Stanley Smith Barney Providence RI 06/2009 03/2022
Raymond James & Associates, Inc. Providence RI 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-19
S63 Uniform Securities Agent State Law Examination 2004-03-25
  • S66 Uniform Combined State Law Examination
    2007-11-19
  • S63 Uniform Securities Agent State Law Examination
    2004-03-25
Other Names
  • Paula Marie Morris
  • Paula Morris Grieve

View on SEC IAPD

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