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Nikolas V Butkov

Ameriprise Financial Services, LLC

West Orange, NJ

Fairfield, NJ

West Orange, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2010-10-12
  • NJ RA
    APPROVED
    Since 2010-10-12

Branch Locations

West Orange, NJ • United States

350 Passaic Ave Ste 202, Fairfield, NJ 07004-3561 • United States

West Orange, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fairfield NJ 10/2010 03/2020
Ameriprise Financial Services, Llc Fairfield NJ 03/2020 Present
Previous Registrations
  • 2009-09-15 → 2010-10-01
    R. Seelaus & Co., Llc
    Chatham, NJ
    Summit, NJ
  • 2006-11-16 → 2009-06-26
    Cetera Investment Services Llc
    Totowa, NJ
    Clifton, NJ
  • 2005-11-28 → 2006-11-15
    Ameriprise Advisor Services, Inc.
    Saddlebrook, NJ
    Summit, NJ
  • 2002-04-05 → 2003-05-14
    Ubs Financial Services Inc.
    Florham Park, NJ
Other Businesses

Independent Insurance Brokering; BannerLife; 04/07/2011; Universal Life.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-08
S66 Uniform Combined State Law Examination 2001-10-12
  • S65 Uniform Investment Adviser Law Examination
    2006-02-08
  • S66 Uniform Combined State Law Examination
    2001-10-12
Other Names
  • Nikolas V Butkov
  • Nikolas V. Butkov

View on SEC IAPD

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