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Andrew Charles Haley

Seva Funds, LLC

Redding, CT

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Current Employers
Seva Funds, Llc

Redding, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-05
  • CT RA
    APPROVED
    Since 2026-06-05

Branch Locations

Redding, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 09/2015 07/2023
Seva Funds, Llc Redding CT 07/2024 Present
Self-Employed Redding CT 07/2023 07/2024
  • 09/2015 → 07/2023
    Ubs
    New York, NY
  • 07/2024 → Present
    Seva Funds, Llc
    Redding, CT
  • 07/2023 → 07/2024
    Self-Employed
    Redding, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-08-18
  • S63 Uniform Securities Agent State Law Examination
    2001-08-18
Designations

View on SEC IAPD

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