Best Investors Account Sign in

Laurie Chan

Pgim Investments LLC

Newark, NJ

Claim This Profile
Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-03-04
  • NY RA
    APPROVED
    Since 2026-03-04

Branch Locations

655 Broad Street, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2005 07/2022
Citigroup New York NY 08/2022 02/2024
The Prudential Insurance Company Of America Newark NJ 05/2024 Present
Prudential Investment Management Services Llc Newark NJ 05/2024 Present
Pgim Investments Newark NJ 05/2024 Present
  • 07/2005 → 07/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 08/2022 → 02/2024
    Citigroup
    New York, NY
  • 05/2024 → Present
    The Prudential Insurance Company Of America
    Newark, NJ
  • 05/2024 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
  • 05/2024 → Present
    Pgim Investments
    Newark, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-27
  • S66 Uniform Combined State Law Examination
    2008-03-27
Designations
Other Names
  • Laurie Li-Ting Chan
  • Laurie L. Chan
  • Laurie L Chan

View on SEC IAPD

Other Firms

PRUCO SECURITIES, LLC
LANDY INVESTMENT MANAGEMENT LLC
LPL ENTERPRISE, LLC
VINANCE REALM LTD
PGIM REAL ESTATE ADVISORS LLC
PGIM PRIVATE PLACEMENT INVESTORS, L.P.
PRUDENTIAL SELECT STRATEGIES LLC
PGIM, INC.

Other Investors

AMELIA JEANETHA SAMUEL
ARNOLD LOUIS LANDY
CURTIS GREGORY GREEN
ALEJANDRO GABRIEL STAROSELSKI
Dana Lynn Simmons
GREGORY BLAINE VANMETER
DAWN PAGE HOLTMEIER
SARAH ROSE ZAWISTOWSKI

Other Offices

PRUCO SECURITIES, LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LANDY INVESTMENT MANAGEMENT LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LPL ENTERPRISE, LLC · NEWARK, NJ
VINANCE REALM LTD · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ

More in Newark, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor