Noah Kessler

Current Employers

Broadspan Asset Management Llc

1441 Brickell Ave. Suite 1550, Miami, FL 33131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-04

FL RA
APPROVED

Since 2024-06-04

Branch Locations

1441 Brickell Ave. Suite 1550, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Broadspan Securities Llc	Miami	FL	03/2006	Present
Broadspan Asset Management Llc	Miami	FL	01/2023	Present

03/2006 → Present

Broadspan Securities Llc

Miami, FL
01/2023 → Present

Broadspan Asset Management Llc

Miami, FL

Other Businesses

START DATE: JUNE 2006. EMPLOYEE OF AFFILIATE BROADSPAN CAPITAL LLC AND BROADSPAN MANAGEMENT. PRIMARY RESPONSIBILITIES INVOLVED WITH REGISTERED BROKER-DEALER. NO ADDITIONAL COMPENSATION RECEIVED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-30
S63	Uniform Securities Agent State Law Examination	2003-08-25

S66 Uniform Combined State Law Examination

2024-05-30
S63 Uniform Securities Agent State Law Examination

2003-08-25

View on SEC IAPD

Current Employers

Broadspan Asset Management Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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