Thomas A. Cavaliere

Current Employers

Employment History

• 12/2012 → Present
  Lpl Financial Llc
  Overland Park, KS
• 07/2014 → 12/2017
  Nvision Wealth Group, Llc (Formerly: Shadowstone Partners)
  Overland Park, KS
• 10/2017 → Present
  Iht Wealth Management, Llc
  Overland Park, KS

Previous Registrations

• 2014-08-01 → 2017-12-31
  Nvision Wealth Group, Llc
  Overland Park, KS
  Overland Park, KS
• 2012-12-17 → 2014-10-23
  Private Advisor Group, Llc
  Overland Park, KS
  Morristown, NJ
• 2001-10-16 → 2012-12-21
  Ameriprise Financial Services, Llc
  Leawood, KS
  Overland Park, KS
  Leawood, KS

Other Businesses

1) 12/14/2012: NO BUSINESS NAME - Investment Related - Act in a Fiduciary Capacity - TIME SPENT 1% - TRUSTEE OF MY TRUST AND WIFE'S TRUST. 2) 2/10/2017: Tall Oaks Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 03/01/2017 - 140 Hours Per Month During Securities Trading. 3) 12/20/2017 - IHT Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/12/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity in December 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 12/20/2017 - IHT Wealth Management LLC - DBA: (Hybrid) Tall Oaks Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 09/12/2017 - I provide investment advisory services through IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity in December 2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/31/2023 - Vandbridge Wholesale Insurance - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/20/2018 - 4 Hours Per Month/ 4 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2001-10-12

Other Names

• Tom Cavaliere
• Tommy Cavaliere
• Thomas Aquinas Cavaliere