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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-18 |
Branch Locations
17806 I-10 W Promenade 1 Ste 120, San Antonio, TX 78257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jw Sports Memorabilia | San Antonio | TX | 04/2016 | Present |
| Lpl Financial Llc | San Antonio | TX | 07/2016 | Present |
1)7/18/16 - Genesis Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At reported business location(s) - start date 7/11/16 - 160 Hrs/Mth - 160 Hrs During Trading.- 100% 2)7/18/16 - JW Sports Memorabilia - Other - Business Owner - San Antonio, T Non Inv Rel - Start date 4/1/16 - 20 Hrs/Mth - 0 Hrs During Trading- 1% 3) 2/9/2017 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/01/2017 - 12 Hours Per Month/8 Hours During Securities Trading. 4) 06/18/2025 - Ford-Brisco Investments - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:05/01/2025 - 160 Hrs/Mth - 140 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-13 |
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