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Raymond Peter Prendergast

Tiaa-Cref Individual & Institutional Services, LLC

Morgantown, WV

Morgantown, WV

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-21
WV RA APPROVED 2016-04-28
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • WV RA
    APPROVED
    Since 2016-04-28

Branch Locations

1399 Stewartstown Road Suite 100, Morgantown, WV 26505 • United States

Morgantown, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Morgantown WV 03/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Morgantown WV 03/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-17
  • S66 Uniform Combined State Law Examination
    2001-10-17

View on SEC IAPD

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LPL FINANCIAL LLC · Morgantown, WV
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MORGANTOWN, WV
PNC WEALTH MANAGEMENT LLC · MORGANTOWN, WV
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MORGANTOWN, WV
ALLSTATE FINANCIAL ADVISORS, LLC · Morgantown, WV

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