Kurt Diedrich Rohrs

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2006-08-17 → 2011-02-11
  Qa3 Financial Llc
  Chandler, AZ
  Omaha, NE
• 2004-09-13 → 2006-08-23
  Ffec Wealth Partners Llc
  Chandler, AZ
  Scottsdale, AZ
• 2003-10-29 → 2004-09-14
  Sii Investments, Inc.
  Chandler, AZ

Other Businesses

(1) INSURANCE POSITION: Officer/Director NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2003 ADDRESS: 3800 South Alma School Road, Suite 123, Chandler AZ 85248, United States DESCRIPTION: AZ Insurance agent offering various types of insurance products. (2) SOUTHWESTERN RETIREMENT PLANNING ADVISORS, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2003 ADDRESS: 3800 S. Alma School Road, Suite 123, Chandler AZ 85248, United States DESCRIPTION: 100% OWNER/INVESTMENT ADVISOR REPRESENTATIVE DBA SOUTHWESTERN RETIREMENT PLANNING ADVISORS, INC. PROVIDING FINANCIAL PLANNING, SECURITIES, ADVISORY AND TRUST SERVICES (3) SOUTHWESTERN RETIREMENT PLANNING ADVISORS, INC. TRUST REFERRAL SERVICES POSITION: Officer/Director NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2003 ADDRESS: 3800 S. Alma School Road, Suite 123, Chandler AZ 85248, United States DESCRIPTION: Referral to attorneys to draft Trust documents. (4) CHANDLER UNIFIED SCHOOL DISTRICT POSITION: Governing Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2024 ADDRESS: 1525 W. Frye Road, Chandler AZ 85224, United States DESCRIPTION: Attend Board Meetings Oversight of School District activities Approve District Policy Approve District Budget Approve District Contracts SOUTHWESTERN RETIREMENT PLANNING ADVISORS, INC. TRUST REFERRAL SERVICES POSITION: Officer/Director NATURE: Referral Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2003 ADDRESS: 24914 S. Lakewood Drive, Sun Lakes AZ 85248, United States DESCRIPTION: Collection of client information necessary for attorney to draft Trust documents. SOUTHWESTERN RETIREMENT PLANNING ADVISORS, INC. POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2003 ADDRESS: 24914 S. Lakewood Drive, Sun Lakes AZ 85248, United States DESCRIPTION: (3) 100% OWNER/INVESTMENT ADVISOR REPRESENTATIVE DBA SOUTHWESTERN RETIREMENT PLANNING ADVISORS, INC. PROVIDING FINANCIAL PLANNING, SECURITIES, ADVISORY AND TRUST SERVICES SINCE 2003. INVESTMENT RELATED. APPROXIMATELY 90% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. CHANDLER UNIFIED SCHOOL DISTRICT POSITION: Governing Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2024 ADDRESS: 1525 W. Frye Road, Chandler AZ 85224, United States DESCRIPTION: Attend Board Meetings Oversight of School District activities Approve District Policy Approve District Budget Approve District Contracts

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-10-23
• S66 Uniform Combined State Law Examination
  2001-08-17

Designations

• Certified Financial Planner
• Chartered Financial Consultant