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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
355 Santana Row Suite 2050, San Jose, CA 95128 • United States
750 University Avenue Suite 250, Los Gatos, CA 95032 • United States
Campbell, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Jose | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 11/2016 | 02/2018 |
| Ubs | San Jose | CA | 02/2018 | Present |
2) Football Camp For The Stars / 100 Skyway Drive, San Jose, CA 95111 San Jose,CA 95111 / Other/ On BOD for Non-profit Football Camp for Athlete's with Down Syndrome Other / Provide a two day football camp for athletes with Down Syndrome on an annual basis. / Other / Board member, father to athlete with Down Syndrome, coach / help with direction of football camp - coach athletes. / Start Date 6/15/2006 / 3) Branham Highschool/ investment related?: no / 1570 Branham Lane, San Jose, CA, 95118/ High School - primary education/ Coaching High School Football - primarily defense./ start date: 6/1/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-08 |
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