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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-05 |
| MS | RA | APPROVED | 2015-01-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Laurel | MS | 01/2015 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 01/2015 | Present |
| Cetera Investment Advisers Llc | Laurel | MS | 01/2015 | Present |
1.) BOARD MEMBER FOR METHODIST SENIOR SERVICES, REVIEW/APPROVE OPERATIONS OF THE RETIREMENT COMMUNITY'S MANAGEMENT, 0.15/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-26 |
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