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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-12-13 |
Branch Locations
Cwm Retail, Sales 10590 Baseline Road, Rancho Cucamonga, CA 91730 • United States
Citi Retail Banking 160 West Foothill Boulevard, Upland, CA 91786 • United States
Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa N.A. | Rowland Heights | CA | 06/2012 | 12/2021 |
| Citigroup | Rowland Hts | CA | 12/2021 | Present |
Rental Property - Diamond Bar, CA; Investment-related; Affiliation started on 06/08/2008; Title: Owner of rental Property; Duties: Provide rental property to my tenant to rent; 0 hours devoted each month during securities trading hours; 1 hour devoted each month outside securities trading hours.///// Rental Property - Corona, CA; Investment-related; Affiliation started on 04/30/2014; Title: Owner of rental Property; Duties: Provide rental property to my tenant to rent; 0 hours devoted each month during securities trading hours; 1 hour devoted each month outside securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-16 |
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