Casey Ryan Sletten

Current Employers

Employment History

• 03/2014 → 11/2022
  Guggenheim Funds Distributors, Llc
  Bellevue, WA
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 02/2023 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2014-09-09 → 2022-12-02
  Guggenheim Investments
  Irvine, CA
  New York, NY
  Irvine, CA
  Irvine, CA

Other Businesses

Name of the other businessSletten Real Estate Inc. Whether the business is investment-relatedWife is a Realtor, she sells real estate and can invest in real estate in through her S-Corp Address of the other business5176 Grinnell Lane, Irvine CA 92603 Nature of the other businessA S-Corp for my Wife's Real Estate business as Agent. Your positionI have no position, and do no work in relation to this company. Title, or relationship with the other businessNo Title - Husband living in the same household as the Owner Kelly Sletten Start date of your relationshipI believe She Filled for it about 2 years ago. Approximate number of hours/month you devote to the other businessNone Number of hours you devote to the other business during securities trading hoursNone Briefly describe your duties relating to the other businessNone Name of the other business: Orange County Sigma Chi Alumni Association Whether the business is investment-related: No Address of the other business1714 Hinman Ave, Evanston, IL 60201 (National Headquarters) Nature of the other business: Alumni Association that hosts lunches/events for local Sigma Chi members in Orange County, CA. Your position: Board Member Start date of your relationship: I have been a member on and off for 10 years. A board member since 01/23 Approximate number of hours/month you devote to the other business: 4 hrs a month Number of hours you devote to the other business during securities trading hours: 1 hr - we have one Friday Lunch a month, takes about 1 hr. Briefly describe your duties relating to the other business: At this time I am a board member, helping to look for local alumni speakers and trying to intro college students to alumni for mentorship. I*: 2929322 Entity Type: Fiduciary role Name of OBA: E. S. and S. S. Living Trust Address: Corona, CA 92883 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 11/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Trustee/ Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-09-08
• S63 Uniform Securities Agent State Law Examination
  2001-08-31