Christopher James Harris

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-08-30
TX	RA	APPROVED_RES	2023-08-25

AZ RA
APPROVED

Since 2023-08-30
TX RA
APPROVED_RES

Since 2023-08-25

Branch Locations

2398 E Camelback Rd, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Phoenix	AZ	11/2008	08/2023
Bank Of America, N.A.	Phoenix	AZ	09/2009	08/2023
Morgan Stanley Smith Barney Llc	Phoenix	AZ	08/2023	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2023	Present

11/2008 → 08/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ
09/2009 → 08/2023

Bank Of America, N.A.

Phoenix, AZ
08/2023 → Present

Morgan Stanley Smith Barney Llc

Phoenix, AZ
09/2023 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2008-11-03 → 2023-08-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ
2008-06-17 → 2008-11-06

Ameriprise Financial Services, Llc

Phoenix, AZ

Phoenix, AZ

Phoenix, AZ

Other Businesses

*569075 - ANGEL SEED EQUITY HOLDINGS LLC ; Investment related - Yes ; Peoria, Arizona ; Investment/Finance/Banking:Real Estate:Rental Property ; Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 8/2023 ; During business hours : 0 ; After business hours : 1 ; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-03

S66 Uniform Combined State Law Examination

2001-10-03

Designations

Other Names

Christopher Harris
Chris Harris

View on SEC IAPD