John Steven Moore

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 06/2022
  U.S. Bancorp Investments, Inc
  Ellensburg, WA
• 06/2022 → Present
  D.A. Davidson & Co.
  Ellensburg, WA

Previous Registrations

• 2008-10-06 → 2022-06-23
  U.S. Bancorp Investments, Inc.
  Othello, WA
  Ephrata, WA
  Royal City, WA
  Wenatchee, WA
  Warden, WA
  Moses Lake, WA
  Ellensburg, WA
  Aurora, CO
  Mercer Island, WA
  Yakima, WA
  Ellensburg, WA
  Redmond, WA
  Issaquah, WA
  Yakima, WA
  Yakima, WA
  Selah, WA
  Yakima, WA
  Ellensburg, WA
  Ellensburg, WA
  Wenatchee, WA
  Othello, WA
  Ephrata, WA
  Royal City, WA
  Warden, WA
  Tonasket, WA
  Moses Lake, WA
  Kennewick, WA
  Richland, WA
  Kennewick, WA
  Pasco, WA
  Yakima, WA
  Walla Walla, WA
  Kennewick, WA
  Grandview, WA
  Richland, WA
  Yakima, WA
  Kennewick, WA
  Sunnyside, WA
  Benton City, WA
  Prosser, WA
  Yakima, WA
  Pasco, WA
  Walla Walla, WA
  Selah, WA
  Yakima, WA
• 2001-11-26 → 2003-07-21
  Ubs Financial Services Inc.
  La Jolla, CA

Other Businesses

WHITMAN STREET APARTMENTS; INVESTMENT-RELATED; 205 W WHITMAN, LEAVENWORTH, WA 98826; RENTAL PROPERTY; CO-OWNER; 11/2011; 5 HOURS/MONTH; 0 HOURS/TRADING; MAINTENANCE, UPKEEP.

Exams

• S66 Uniform Combined State Law Examination
  2001-10-09

Designations

• Certified Financial Planner