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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-04
  • NC RA
    APPROVED
    Since 2022-04-04

Branch Locations

West End, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Pinehurst NC 07/2009 03/2024
State Farm Insurance Pinehurst NC 03/2013 03/2024
State Farm Investment Management Corp Pinehurst NC 08/2018 06/2019
State Farm Investment Management Corp Pinehurst NC 04/2022 03/2024
State Farm Insurance Southern Pines NC 03/2024 02/2025
State Farm Vp Management Corp Southern Pines NC 03/2024 02/2025
State Farm Investment Management Corp Southern Pines NC 03/2024 02/2025
State Farm Insurance West End NC 02/2025 Present
State Farm Vp Management Corp West End NC 02/2025 Present
State Farm Investment Management Corp West End NC 02/2025 Present
Other Businesses

1) 54 Photography; non-investment-related; 5 Wilkes Court Pinehurst, NC 28374; Service Industry; Owner; 12/1/19; 10; 0; taking and editing photos to provide to customers.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-07
  • S63 Uniform Securities Agent State Law Examination
    2001-09-07
Designations
  • Chartered Financial Consultant
Other Names
  • Dan Rush

View on SEC IAPD

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