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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-18 |
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States
Simi Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Encino | CA | 08/2003 | Present |
| Wells Fargo Advisors Llc | Encino | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 11/2016 | Present |
BIG SKY HOME OWNERS ASSOCIATION, NOT INV RELATED, SIMI VALLEY, CA, SECRETARY, START 3/18/2021, 3 HRS PER MONTH, 0 HRS DURING TRADING, DISCUSS NEIGHBORHOOD PROJECTS AND NUISANCES.; CO-TRUSTEE FOR GRANDMOTHER'S TRUST, INV RELATED, SIMI VALLEY, CA, START 3/11/2022, 5 HRS/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR FATHER'S TRUST, INV RELATED, LOS ANGELES, CA, START 3/1/2023, 5 HOURS A MONTH, 0 HOURS DURING TRADING. CREATIVE EVER AFTER; NOT INV. RELATED; SIMI VALLEY, CA; CHECK SIGNER FOR SPOUSE'S BUSINESS; EMBROIDERED CREATIONS; START DATE 5/31/2024; 1 HOUR PER WEEK; 0 HOURS DURING BUSINESS HOURS; DUTIES: PROVIDE GUIDANCE AND SUGGESTIONS. RUTH & JOSEPH C REED FOUNDATION FOR THE ARTS; INV RELATED; SIMI VALLEY,CA; PROVIDE ART EDUCATION; TREASURER; START DATE: 01/01/2024; 10 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-05 |
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