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Gary Lee Fisher

LPl Financial LLC

Flint, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-06-12
  • MI RA
    APPROVED
    Since 2017-06-12

Branch Locations

503 S Saginaw St Ste 700B, Flint, MI 48502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Flint MI 01/2010 Present
Oak Point Financial Group, Inc. Flint MI 10/2010 10/2017
  • 01/2010 → Present
    Flint, MI
  • 10/2010 → 10/2017
    Oak Point Financial Group, Inc.
    Flint, MI
Previous Registrations
  • 2010-11-04 → 2017-10-04
    Oak Point Financial Group
    Portage, MI
  • 2006-01-10 → 2006-07-28
    Uvest Financial Services Group, Inc.
    Chicago, IL
    Grand Blanc, MI
Other Businesses

1. 01/29/2010: Play To Win, Inc. - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - Legal entity for accounting and trade mark or copyright purposes. 2. 01/29/2010: Ten Feet Tall and Bullet Proof - Not Investment Related - Other-Author - Time Spent 5% - Books, audio, video and other materials to provide general materials and information on marketing, advertising, promotion for professionals, small business owners and individuals. 3. 01/29/2010: The Attitude of a Champion - Not Investment Related - Other-Author - Time Spent 2% - Book about the attitudes one needs to be successful. 4. 01/29/2010: Find Your Beach - Not Investment Related - Other-Author - Time Spent 2% - Book , audio book and website centered on the find your beach concept, which is a metaphor for one's passion. 5. 01/29/2010: GaryFisherOnline.com - Not Investment Related - Other-Business Owner - Time Spent 5% - Marketing name for audio books/ books and other products providing general information regarding marketing, advertising and motivational topics. 6. 01/29/2010: Sweetpea's Garden, LLC - Not Investment Related - Other-Family Business - Time Spent 1% - Art and mural business run by spouse. 7. 4/09/2010: No Business Name - Not Investment Related - Other-Teaching - Time Spent 1% - Ocassionally teach a class and speak to students at Olivet College as member of the Adjunct Faculty in the Department of Business and Economics. 8. 10/20/2010: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Mutual of Omaha. Licensing to provide Long Term Care Insurance. 9. 10/20/2010: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - AXA Equitable Life Insurance. Licensed to provide fixed life insurance. 10. 7/18/2011: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Licensed with Aviva Life to provide fixed life insurance to clients and receive overwrites in a general agency capacity. 11. 10/23/2015: G.L. Fisher Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 11/01/2015 - 40 Hours Per Month During Securities Trading. 12. 07/11/2016: No Business Name - Other - writing articles - INV REL - Start 06/15/2016 - 9023 Newcastle Court Grand Blanc, MI 48439 - Writing an occasional article for a local paper about automotive and local history. - 1 Hr/Mo; 0 Hours During Securities Trading 13. 11/10/2022 - No Business Name - Not Investment Related - 1201 South Main Street Ann Arbor, MI 48104 - Other-Concierge Service - Start Date: 11/05/2022 - 4 Hours Per Month/0 Hours During Securities Trading - I would be assisting various people affiliated with athletic events by ushering them to their seats and other locations in the stadium. 14. 11/10/2022 - Donnybrook Publishing - Not Investment Related - Home Based - Other-Publishing - Owner/Publisher - Start Date: 11/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 15. 04/14/2026 - Midland National Life - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/17/2026 - 5 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-16
S63 Uniform Securities Agent State Law Examination 1999-10-04
  • S65 Uniform Investment Adviser Law Examination
    2010-02-16
  • S63 Uniform Securities Agent State Law Examination
    1999-10-04

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