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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Flint | MI | 01/2010 | Present |
| Oak Point Financial Group, Inc. | Flint | MI | 10/2010 | 10/2017 |
1. 01/29/2010: Play To Win, Inc. - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - Legal entity for accounting and trade mark or copyright purposes. 2. 01/29/2010: Ten Feet Tall and Bullet Proof - Not Investment Related - Other-Author - Time Spent 5% - Books, audio, video and other materials to provide general materials and information on marketing, advertising, promotion for professionals, small business owners and individuals. 3. 01/29/2010: The Attitude of a Champion - Not Investment Related - Other-Author - Time Spent 2% - Book about the attitudes one needs to be successful. 4. 01/29/2010: Find Your Beach - Not Investment Related - Other-Author - Time Spent 2% - Book , audio book and website centered on the find your beach concept, which is a metaphor for one's passion. 5. 01/29/2010: GaryFisherOnline.com - Not Investment Related - Other-Business Owner - Time Spent 5% - Marketing name for audio books/ books and other products providing general information regarding marketing, advertising and motivational topics. 6. 01/29/2010: Sweetpea's Garden, LLC - Not Investment Related - Other-Family Business - Time Spent 1% - Art and mural business run by spouse. 7. 4/09/2010: No Business Name - Not Investment Related - Other-Teaching - Time Spent 1% - Ocassionally teach a class and speak to students at Olivet College as member of the Adjunct Faculty in the Department of Business and Economics. 8. 10/20/2010: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Mutual of Omaha. Licensing to provide Long Term Care Insurance. 9. 10/20/2010: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 2% - AXA Equitable Life Insurance. Licensed to provide fixed life insurance. 10. 7/18/2011: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Licensed with Aviva Life to provide fixed life insurance to clients and receive overwrites in a general agency capacity. 11. 10/23/2015: G.L. Fisher Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 11/01/2015 - 40 Hours Per Month During Securities Trading. 12. 07/11/2016: No Business Name - Other - writing articles - INV REL - Start 06/15/2016 - 9023 Newcastle Court Grand Blanc, MI 48439 - Writing an occasional article for a local paper about automotive and local history. - 1 Hr/Mo; 0 Hours During Securities Trading 13. 11/10/2022 - No Business Name - Not Investment Related - 1201 South Main Street Ann Arbor, MI 48104 - Other-Concierge Service - Start Date: 11/05/2022 - 4 Hours Per Month/0 Hours During Securities Trading - I would be assisting various people affiliated with athletic events by ushering them to their seats and other locations in the stadium. 14. 11/10/2022 - Donnybrook Publishing - Not Investment Related - Home Based - Other-Publishing - Owner/Publisher - Start Date: 11/01/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 15. 04/14/2026 - Midland National Life - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/17/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-04 |
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