Steven Ira Hein

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2026
  Kestra Advisory Services, Llc
  Jupiter, FL
• 11/2007 → 03/2026
  Kestra Investment Services, Llc
  Jupiter, FL
• 03/2026 → Present
  Lpl Financial
  Jupiter, FL

Previous Registrations

• 2016-04-27 → 2026-03-31
  Kestra Advisory Services, Llc
  Jupiter, FL
• 2007-11-14 → 2016-09-22
  Kestra Investment Services, Llc
  Austin, TX
  Jupiter, FL
• 2002-02-04 → 2008-11-12
  Avantax Advisory Services
  Palm Beach Garden, FL

Other Businesses

1. 03/2026 - Hein Wealth & Tax Solutions LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 03/31/2026 2. 03/2026 - Hein Wealth & Tax Solutions - Non-Variable Insurance - Inv Related - 20 Hour(s)/Month - 20 Hour(s) During Trading - Jupiter, FL, 33458 - OBA Start Date: 03/17/2003 3. 03/2026 - Steven Hein CPA - Tax Prep/Accounting/CPA - Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading - Jupiter, FL, 33458 - OBA Start Date: 06/28/2003 4. 03/2026 - Steven Hein Attorney - Attorney/ Legal Services - Not Inv Related - 2 Hour(s)/Month - 2 Hour(s) During Trading - Jupiter, FL, 33458 - OBA Start Date: 07/23/2003

Exams

• S66 Uniform Combined State Law Examination
  2001-10-08

Designations

• Certified Financial Planner
• Personal Financial Specialist