Benjamin Michael Treadwell

Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 01/2022
  Lpl Financial Llc
  San Diego, CA
• 01/2022 → 06/2022
  Unemployed
  Imperial Beach, CA
• 06/2022 → 01/2024
  D.A. Davidson
  Great Falls, MT
• 07/2025 → Present
  First Citizens Investor Services
  Raleigh, NC
• 04/2024 → 07/2025
  Solomon Edwards
  Wayne, PA
• 01/2024 → 04/2024
  Unemployed
  Imperial Beach, CA

Previous Registrations

• 2002-08-14 → 2003-09-24
  Cuso Financial Services, L.P.
  San Diego, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-13
• S66 Uniform Combined State Law Examination
  2001-09-27

Other Names

• Ben Treadwell
• Benjamin Michael Treadwell