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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2025-08-25 |
Branch Locations
50 E Rivercenter Blvd Ste 915, Covington, KY 41011 • United States
50 E Rivercenter Blvd Suite 915, Covington, KY 41011 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Cincinnati | OH | 09/2014 | 06/2025 |
| Stonex Advisors Inc | Cincinnati | OH | 01/2015 | 06/2025 |
| Lpl Financial Llc | Covington | KY | 06/2025 | Present |
06/18/2025 - Moto Federation Garage, LLC - Business Owner - Not Inv related - Cincinnati, OH - 11/02/2024 - 10 hrs per month - 5% time spent 06/18/2025 - Amateur Musician - Artist/Musician - Not Inv related - Cincinnati, OH - 05/01/2014 - 1 hr per month - 0% time spent 06/18/2025 - Laney Financial - DBA for LPL Business (entity for LPL business) - Inv Related - Covington, KY - 02/01/1999 06/18/2025 - Cox Financial Corporation - DBA for LPL Business (entity for LPL business) - Inv Related - Covington, KY -02/01/1999
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-17 |
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