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111 N. Washington Street, Green Bay, WI 54301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-04-17 |
Branch Locations
895 Main St, Dubuque, IA 52001 • United States
111 N. Washington Street, Green Bay, WI 54301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Dubuque | IA | 06/2005 | 09/2017 |
| Prudential Investment Management Services Llc | Dubuque | IA | 06/2005 | 09/2017 |
| Global Portfolio Stategies Inc. | Dubuque | IA | 10/2007 | 09/2017 |
| Lpl Financial Llc | Monroe | WI | 10/2017 | 04/2018 |
| The Prudential Insurance Company Of America | Dubuque | IA | 04/2018 | 02/2021 |
| Prudential Investment Management Services Llc | Dubuque | IA | 04/2018 | 02/2021 |
| Prudential Customer Solutions Llc | Dubuque | IA | 01/2020 | 11/2020 |
| Empower Retirement | Denver | CO | 03/2021 | 03/2021 |
| Gwfs Equities, Inc | Greenwood Village | CO | 03/2021 | 12/2021 |
| Lpl Financial Llc | San Diego | CA | 01/2022 | 04/2026 |
| Midwestone Investment Services | Dubuque | IA | 01/2022 | 04/2026 |
| Private Client Services | Dubuque | IA | 04/2026 | Present |
| Nicolet Wealth Management | Dubuque | IA | 04/2026 | Present |
Nicolet Advisory Services; investment-related; 111 N. Washington St., Green Bay, WI 54301; RIA; investment adviser representative; start date 04/2026; 160 hours per month; 160 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-05-07 |
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