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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-04 |
| FL | RA | APPROVED | 1999-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Vero Beach | FL | 08/1998 | Present |
I*31150 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MARICK BUILDERS, INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: VERO BEACH, FLORIDA 32960 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2005 NUMBER OF HOURS DEVOTED: 32 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWNER/OFFICER I*31151 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SMITH FAMILY FOUNDATION; VERO BEACH, FL INVESTMENT RELATED: N ADDRESS OF BUSINESS: SEBASTIAN, FLORIDA 32958 NATURE OF BUSINESS: OTHER,FOUNDATION POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 8/11/2014 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CHARITABLE FOUNDATION PRESIDENT/TREASURER NOT MAKING INVESTMENT DECISIONS I*413040, Entity Type:Entity Charitable, Name of OBA:THE MJ AND ABS FOUNDATION, INC Address:Vero Beach, FL Investment Related: No Position, Title, Association: Officer Employee Start Date:03/20/2015 No Hours: No Hours during trading: Duties:Charitable Foundation President/Treasurer NOT making investment decisions
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-15 |
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