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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-09-06 |
Branch Locations
200 Crescent Court Suite 500, Dallas, TX 75201 • United States
Forney, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Dallas | TX | 01/2008 | 09/2016 |
| Raymond James & Associates, Inc. | Dallas | TX | 09/2016 | Present |
Uber, 1455 Market St., San Francisco, CA 94102, Began: 11/7/15, Transportation, logistics and storage, not investment related, not during trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-12 |
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