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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29

Branch Locations

1450 American Lane 6Th Floor, Suite #650, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, L.L.C. Elmhurst IL 06/2001 06/2022
Cetera Wealth Services, Llc El Segundo CA 06/2022 Present
Cetera Investment Services Llc St Cloud MN 06/2022 Present
Cetera Advisers Llc Greenwood Village CO 06/2022 Present
Robert Dunne Naperville IL 06/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Cetera Advisors Llc St. Cloud MN 06/2022 Present
  • 06/2001 → 06/2022
    Lasalle St. Securities, L.L.C.
    Elmhurst, IL
  • 06/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2022 → Present
    Cetera Advisers Llc
    Greenwood Village, CO
  • 06/2022 → Present
    Robert Dunne
    Naperville, IL
  • 06/2023 → Present
    Schaumburg, IL
  • 06/2022 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ROBERT DUNNE INVESTMENT RELATED: NO ADDRESS: NAPERVILLE, IL 60565 NATURE OF BUSINESS: DESIGN AND DEVELOP WEBSITES, EMAIL MARKETING AND MISCELLANEOUS TECHNOLOGY CONSULTING FOR LOCAL COMMUNITIES AND SMALL BUSINESS. POSITION/TITLE/RELATIONSHIP: SOLE PROPRIETOR START DATE: 6/2022 APX NUMBER OF HOURS PER WEEK: 3-6 APX NUMBER OF HOURS DURING TRADING HOURS: 3-6 BRIEF DESCRIPTION OF DUTIES: DESIGN AND DEVELOP WEBSITES, EMAIL MARKETING AND MISCELLANEOUS TECHNOLOGY CONSULTING FOR LOCAL COMMUNITIES AND SMALL BUSINESS, PERFORM MOST SERVICES MYSELF;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-05
S63 Uniform Securities Agent State Law Examination 2001-08-21
  • S65 Uniform Investment Adviser Law Examination
    2006-07-05
  • S63 Uniform Securities Agent State Law Examination
    2001-08-21

View on SEC IAPD

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