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Krista Marie Moffatt

Wells Fargo Clearing Services, LLC

Doylestown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-11-14
TX RA APPROVED_RES 2011-05-05
  • PA RA
    APPROVED
    Since 2011-11-14
  • TX RA
    APPROVED_RES
    Since 2011-05-05

Branch Locations

2005 S Easton Rd Ste 108 Doylestown Commerce Center, Doylestown, PA 18901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Doylestown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Doylestown PA 11/2016 Present
Other Businesses

RENTAL PROPERTY, INVT RELATED, WILDWOOD CREST, NJ, 100% OWNERSHIP WITH SPOUSE, START DATE 7/10/2021, 2 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-27
S63 Uniform Securities Agent State Law Examination 2005-05-23
  • S65 Uniform Investment Adviser Law Examination
    2011-10-27
  • S63 Uniform Securities Agent State Law Examination
    2005-05-23
Other Names
  • Krista Marie Sanford

View on SEC IAPD

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PAUL HARRISON KRUMENACKER
ANTHONY SCOTT STENCLER
Emma Nelson Jenkins-Long
MICHAEL STUART SHEEHY
DAVID FOWLER JENKINS
Jonathan Robert Harvey

Other Offices

SUMMIT FINANCIAL, LLC · DOYLESTOWN, PA
LPL FINANCIAL LLC · DOYLESTOWN, PA
JANNEY MONTGOMERY SCOTT LLC · DOYLESTOWN, PA
MUNTZ FINANCIAL, LLC · DOYLESTOWN, PA
ARCHETYPE ADVISORS, LLC · DOYLESTOWN, PA
TRIDENT ADVISORS INC · DOYLESTOWN, PA
WINTHROP PARTNERS - EPA, LLC · Doylestown, PA
RODGERS BROTHERS, INC. · Doylestown, PA

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