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Annemarie Frost

LPl Financial LLC

Rescue, CA

San Diego, CA

CRD 4432953

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-11
  • CA RA
    APPROVED
    Since 2023-12-11

Branch Locations

Rescue, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2023
Morgan Stanley Roseville CA 11/2014 05/2023
Lpl Financial Llc San Diego CA 12/2023 Present
Unemployed Rescue CA 05/2023 08/2023
Team Performance Group Rescue CA 08/2023 12/2023
  • 01/2015 → 05/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2014 → 05/2023
    Roseville, CA
  • 12/2023 → Present
    San Diego, CA
  • 05/2023 → 08/2023
    Unemployed
    Rescue, CA
  • 08/2023 → 12/2023
    Team Performance Group
    Rescue, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-28
S63 Uniform Securities Agent State Law Examination 2002-02-13
  • S66 Uniform Combined State Law Examination
    2006-11-28
  • S63 Uniform Securities Agent State Law Examination
    2002-02-13
Designations
  • Certified Financial Planner
Other Names
  • Anne Marie Chuchel
  • Anne M Chuchel
  • Anne M Frost
  • Anne Marie Frost
  • Anne Marie Marie Frost
  • Anne Marie Frost

View on SEC IAPD

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